SFC Licences of NG Chi Him, Sam 吳子謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China CIFCO Securities Co., Limited 中國中期證券有限公司	RO	4	27 January 2022
China CIFCO Securities Co., Limited 中國中期證券有限公司	RO	1	27 January 2022
China CIFCO Securities Co., Limited 中國中期證券有限公司	RE	1	14 September 2021	27 January 2022
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司	RE	2	06 May 2019
Fulbright Securities Limited 富昌證券有限公司	RE	4	23 February 2017	04 April 2019
Fulbright Futures Limited 富昌期貨有限公司	RE	2	20 May 2016	04 April 2019
Fulbright Securities Limited 富昌證券有限公司	RE	1	20 May 2016	04 April 2019
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	15 February 2016	11 May 2016
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	15 February 2016	11 May 2016
Fulbright Futures Limited 富昌期貨有限公司	RE	2	14 May 2012	29 January 2016
Fulbright Securities Limited 富昌證券有限公司	RE	1	14 May 2012	29 January 2016
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	01 November 2010	07 May 2012
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	01 November 2010	07 May 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	21 August 2009	30 September 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	21 August 2009	30 September 2010
Celestial Commodities Limited 時富商品有限公司	RE	2	11 December 2008	01 August 2009
Celestial Securities Limited 時富證券有限公司	RE	1	21 January 2008	01 August 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	13 July 2006	01 January 2008