SFC Licences of NG Chi Him, Sam 吳子謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China CIFCO Securities Co., Limited 中國中期證券有限公司 RO 4 27 January 2022
China CIFCO Securities Co., Limited 中國中期證券有限公司 RO 1 27 January 2022
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 RE 2 06 May 2019
China CIFCO Securities Co., Limited 中國中期證券有限公司 RE 1 14 September 2021 27 January 2022
Fulbright Securities Limited 富昌證券有限公司 RE 4 23 February 2017 04 April 2019
Fulbright Futures Limited 富昌期貨有限公司 RE 2 20 May 2016 04 April 2019
Fulbright Securities Limited 富昌證券有限公司 RE 1 20 May 2016 04 April 2019
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 15 February 2016 11 May 2016
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 15 February 2016 11 May 2016
Fulbright Securities Limited 富昌證券有限公司 RE 1 14 May 2012 29 January 2016
Fulbright Futures Limited 富昌期貨有限公司 RE 2 14 May 2012 29 January 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 November 2010 07 May 2012
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 November 2010 07 May 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 21 August 2009 30 September 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 21 August 2009 30 September 2010
Celestial Commodities Limited 時富商品有限公司 RE 2 11 December 2008 01 August 2009
Celestial Securities Limited 時富證券有限公司 RE 1 21 January 2008 01 August 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 13 July 2006 01 January 2008