SFC Licences of LIM Ching Yee Julie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kadensa Capital Limited | RO | 9 | 02 September 2016 | |
| Point72 Hong Kong Limited | RE | 9 | 12 October 2009 | 19 February 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 10 February 2009 | 29 August 2009 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 July 2006 | 29 August 2009 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 24 July 2006 | 22 December 2008 |