SFC Licences of LIU Shun Hong 廖舜康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hong Investment Advisors Limited | RO | 9 | 29 February 2012 | |
| SPARX Asia Investment Advisors Limited | RO | 9 | 07 January 2008 | 29 July 2011 |
| SPARX Asia Investment Advisors Limited | RO | 4 | 07 January 2008 | 29 July 2011 |
| SPARX Asia Investment Advisors Limited | RE | 4 | 17 July 2006 | 07 January 2008 |
| SPARX Asia Investment Advisors Limited | RE | 9 | 17 July 2006 | 07 January 2008 |