SFC Licences of WALKOM Adam Glen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 09 July 2007 | 09 August 2007 |
| UBS Securities Asia Limited | RE | 2 | 09 July 2007 | 09 August 2007 |
| UBS Securities Asia Limited | RE | 1 | 14 July 2006 | 14 October 2006 |