SFC Licences of LIM Wei On, Lawrence 林偉安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 03 June 2011 | |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 18 April 2011 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 18 April 2011 | |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 01 April 2008 | 21 March 2011 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 01 April 2008 | 21 March 2011 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 April 2008 | 21 March 2011 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 18 July 2006 | 30 September 2006 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 18 July 2006 | 30 September 2006 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 18 July 2006 | 30 September 2006 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 18 July 2006 | 30 September 2006 |