SFC Licences of WONG Yi Fung 黃宜豐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 09 August 2021 | 01 April 2022 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 12 April 2021 | 01 April 2022 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 12 April 2021 | 01 April 2022 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 10 April 2015 | 27 April 2015 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 24 October 2013 | 06 March 2015 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 October 2013 | 06 March 2015 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 22 July 2009 | 20 August 2013 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 20 January 2009 | 20 August 2013 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 06 March 2007 | 01 December 2008 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 21 July 2006 | 01 December 2008 |