SFC Licences of KWAN Tsz Chun 關子臻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF International Investment Management Limited 廣發國際資產管理有限公司 | RO | 9 | 10 October 2011 | 30 September 2013 |
CCTIC International Limited 中誠國際資本有限公司 | RO | 9 | 28 June 2010 | 31 July 2011 |
First Worldsec Securities Limited 第一金和昇證券有限公司 | RO | 9 | 23 September 2008 | 01 February 2010 |
First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 9 | 29 August 2008 | 23 September 2008 |
ACP Asset Management Limited 思沛資產管理有限公司 | RO | 9 | 18 February 2008 | 30 June 2008 |
ACP Asset Management Limited 思沛資產管理有限公司 | RO | 4 | 18 February 2008 | 30 June 2008 |
ACP Asset Management Limited 思沛資產管理有限公司 | RE | 9 | 26 March 2007 | 18 February 2008 |
ACP Asset Management Limited 思沛資產管理有限公司 | RE | 4 | 26 March 2007 | 18 February 2008 |
GT Asset Management Limited 國際金融社資產管理有限公司 | RE | 9 | 18 September 2006 | 31 December 2006 |
GT Asset Management Limited 國際金融社資產管理有限公司 | RE | 4 | 18 September 2006 | 31 December 2006 |