SFC Licences of KWOK Hing Yip 郭興業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RO | 5 | 25 April 2019 | |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RO | 4 | 25 April 2019 | |
| Topaz Capital Management Limited 瑭明資本管理有限公司 | RO | 9 | 09 November 2016 | |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RO | 2 | 27 March 2013 | |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RO | 1 | 27 March 2013 | |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 2 | 22 November 2012 | 27 March 2013 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 22 November 2012 | 27 March 2013 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 12 September 2006 | 03 August 2012 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 12 September 2006 | 03 August 2012 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 21 July 2006 | 03 August 2012 |