SFC Licences of LEE Wai Yan 李慧欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 9 | 06 February 2007 | 05 November 2011 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 4 | 31 January 2007 | 05 November 2011 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 05 September 2006 | 15 January 2007 |