SFC Licences of THAM Siok Kuan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Bank Aktiengesellschaft | 9 | 18 March 2021 | ||
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 16 October 2006 | 23 February 2018 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 01 August 2006 | 23 February 2018 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 01 August 2006 | 23 February 2018 |