SFC Licences of FRICK David Sam Shik
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | RE | 1 | 18 November 2011 | 01 January 2016 |
| LGT Capital Partners (Asia-Pacific) Limited | RE | 4 | 29 July 2010 | 01 January 2016 |
| SAIL Advisors Limited | RE | 4 | 24 July 2008 | 25 May 2010 |
| SAIL Advisors Limited | RE | 9 | 04 August 2006 | 25 May 2010 |