SFC Licences of JU Sung Cheol 朱成哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 19 February 2019 | |
| QL Asset Management Company Limited | RE | 9 | 04 July 2018 | 18 January 2019 |
| QL Asset Management Company Limited | RE | 4 | 04 July 2018 | 18 January 2019 |
| QL Asset Management Company Limited | RE | 1 | 04 July 2018 | 18 January 2019 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RO | 9 | 17 February 2012 | 30 December 2016 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RO | 4 | 09 November 2006 | 30 December 2016 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RO | 1 | 09 November 2006 | 30 December 2016 |