SFC Licences of ADAMS Christopher Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RE	9	20 October 2011	30 May 2014
HSBC Investment Funds (Hong Kong) Limited	RE	4	20 October 2011	30 May 2014
HSBC Investment Funds (Hong Kong) Limited	RE	1	20 October 2011	30 May 2014
HSBC Global Asset Management (Hong Kong) Limited	RE	9	20 October 2011	30 May 2014
HSBC Global Asset Management (Hong Kong) Limited	RE	4	20 October 2011	30 May 2014
HSBC Global Asset Management (Hong Kong) Limited	RE	1	20 October 2011	30 May 2014
Halbis Capital Management (Hong Kong) Limited	RE	9	20 October 2011	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RE	4	20 October 2011	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RE	1	20 October 2011	31 December 2011
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	17 September 2008	10 September 2011
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	9	29 August 2008	10 September 2011
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	4	29 August 2008	10 September 2011
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RE	9	09 August 2006	29 June 2008
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RE	4	09 August 2006	29 June 2008