SFC Licences of LEE Soo Kai 李書楷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Select Investment Services Limited 弘富投資服務有限公司 | RO | 4 | 16 September 2011 | 16 March 2012 |
| Select Investment Services Limited 弘富投資服務有限公司 | RO | 1 | 16 September 2011 | 16 March 2012 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 18 September 2009 | 22 March 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 07 May 2009 | 22 March 2010 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 | RE | 1 | 30 July 2008 | 06 May 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RO | 4 | 17 November 2006 | 05 June 2007 |