SFC Licences of WONG Chun Kau, David 王震球
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 20 January 2010 | 30 June 2011 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 20 January 2010 | 30 June 2011 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 27 November 2006 | 30 June 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 17 August 2006 | 30 June 2008 |