SFC Licences of CHU Tung Nga 朱東雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 10 September 2021 | |
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 10 September 2021 | |
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 20 November 2015 | 08 August 2021 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 20 November 2015 | 08 August 2021 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 22 December 2014 | 31 October 2015 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 September 2012 | 31 October 2015 |
Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 22 August 2006 | 31 August 2012 |