SFC Licences of CHU Tung Nga 朱東雅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 10 September 2021
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 10 September 2021
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 20 November 2015 08 August 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 20 November 2015 08 August 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 22 December 2014 31 October 2015
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 17 September 2012 31 October 2015
Hung Sing Securities Limited 鴻昇證券有限公司 RE 1 22 August 2006 31 August 2012