SFC Licences of CHANG Derek Xiao

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 4 14 May 2019 24 August 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 14 May 2019 24 August 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 14 May 2019 24 August 2020
Merrill Lynch (Asia Pacific) Limited RE 1 18 June 2007 30 June 2017
Merrill Lynch (Asia Pacific) Limited RE 1 21 August 2006 26 April 2007