SFC Licences of CHANG Derek Xiao
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 14 May 2019 | 24 August 2020 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 14 May 2019 | 24 August 2020 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 14 May 2019 | 24 August 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 June 2007 | 30 June 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 August 2006 | 26 April 2007 |