SFC Licences of LIN Shu-Fen 林淑芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 26 November 2007 | 31 March 2013 |
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 29 August 2006 | 01 November 2007 |