SFC Licences of LAI Chi Kin 黎智健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 06 November 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 29 August 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 07 March 2018 10 July 2019
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 07 March 2018 10 July 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 07 March 2018 10 July 2019
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 09 March 2012
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 12 May 2009 12 November 2009
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 29 November 2006 16 July 2007
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 29 November 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 September 2006