SFC Licences of LAI Chi Kin 黎智健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 06 November 2019 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 29 August 2018 | |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 3 | 07 March 2018 | 10 July 2019 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 07 March 2018 | 10 July 2019 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 07 March 2018 | 10 July 2019 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 09 March 2012 | |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 12 May 2009 | 12 November 2009 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 29 November 2006 | 16 July 2007 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 29 November 2006 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 01 September 2006 |