SFC Licences of WANG Haitong 王海桐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 12 October 2007 | 21 October 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 September 2007 | 21 October 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 September 2006 | 08 August 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 11 September 2006 | 08 August 2007 |