SFC Licences of KLEEGER Andrew Jay
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | 1 | 18 October 2010 | 20 June 2011 |
| UBS Securities Asia Limited | RE | 2 | 02 July 2010 | 20 June 2011 |
| UBS Securities Asia Limited | RE | 1 | 02 July 2010 | 18 October 2010 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 10 December 2008 | 27 February 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 11 July 2008 | 27 February 2010 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 2 | 11 July 2008 | 10 December 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 September 2006 | 11 July 2008 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 22 September 2006 | 11 July 2008 |