SFC Licences of LIM James Tai Keun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RE | 9 | 24 June 2020 | 20 January 2022 |
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 24 June 2020 | 20 January 2022 |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 24 June 2020 | 20 January 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 September 2006 | 14 February 2008 |