SFC Licences of WONG Chi Ching 黃持正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 | RO | 4 | 16 January 2018 | 06 September 2019 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RO | 1 | 16 January 2018 | 06 September 2019 |
| KVB Capital Markets Limited 昆侖國際匯金有限公司 | RO | 3 | 21 December 2016 | 01 August 2019 |
| CLSA Premium International (HK) Limited | RO | 3 | 17 December 2015 | 01 September 2016 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 16 October 2013 | 30 May 2016 |
| CLSA Premium International (HK) Limited | RE | 3 | 16 October 2013 | 17 December 2015 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 11 June 2012 | 02 July 2013 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 20 January 2011 | 02 July 2013 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 20 January 2011 | 02 July 2013 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 20 September 2006 | 29 January 2010 |