SFC Licences of HO Sze Ka, Catherine 賀施嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 28 September 2009 | 27 July 2018 |
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 9 | 15 May 2007 | 21 July 2010 |
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 19 September 2006 | 21 July 2010 |