SFC Licences of LAU Chi Ho 劉智浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Funderstone Securities Limited | RE | 9 | 10 January 2012 | 31 August 2013 |
Funderstone Securities Limited | RE | 1 | 10 January 2012 | 31 August 2013 |
Funderstone Futures Limited | RE | 2 | 10 January 2012 | 31 August 2013 |
Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 4 | 26 September 2006 | 02 May 2007 |