SFC Licences of NG Siu Lam 吳瀟琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 16 December 2013 | 21 November 2014 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 23 January 2013 | 15 July 2013 |
| Centaline Securities Limited 中原證券有限公司 | RE | 1 | 06 March 2012 | 31 July 2012 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 17 February 2012 | 31 July 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 09 December 2008 | 22 June 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 December 2008 | 22 June 2009 |