SFC Licences of TAM Yan Ki 譚欣琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 04 March 2008 | 29 September 2009 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 February 2008 | 29 September 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 February 2008 | 29 September 2009 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 24 July 2007 | 24 January 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 13 November 2006 | 24 January 2008 |