SFC Licences of LO Wai Kin, Kent 羅偉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Altruist Financial Group Limited 進邦匯理有限公司 | RE | 9 | 04 March 2024 | |
Altruist Financial Group Limited 進邦匯理有限公司 | RE | 4 | 04 March 2024 | |
Altruist Financial Group Limited 進邦匯理有限公司 | RE | 1 | 04 March 2024 | |
Altruist Financial Group Limited 進邦匯理有限公司 | RE | 9 | 18 June 2020 | 31 January 2022 |
Altruist Financial Group Limited 進邦匯理有限公司 | RE | 4 | 18 June 2020 | 31 January 2022 |
Altruist Financial Group Limited 進邦匯理有限公司 | RE | 1 | 18 June 2020 | 31 January 2022 |
OnePlatform Securities Limited 環一證券有限公司 | RE | 1 | 21 January 2016 | 06 January 2018 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 10 September 2008 | 27 March 2012 |
Altruist Financial Group Limited 進邦匯理有限公司 | RE | 9 | 11 June 2007 | 06 June 2008 |
Altruist Financial Group Limited 進邦匯理有限公司 | RE | 4 | 11 June 2007 | 06 June 2008 |