SFC Licences of TSE See Ngai 謝思毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE 1 25 September 2007 25 July 2008
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 23 July 2007 25 July 2008
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 16 November 2006 27 April 2007