SFC Licences of TSE See Ngai 謝思毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 25 September 2007 | 25 July 2008 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 23 July 2007 | 25 July 2008 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 16 November 2006 | 27 April 2007 |