SFC Licences of KWOK Yee Ming 郭綺明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RO | 9 | 14 June 2011 | 30 November 2020 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RO | 5 | 14 June 2011 | 30 November 2020 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RO | 4 | 14 June 2011 | 30 November 2020 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 5 | 04 December 2006 | 14 June 2011 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 4 | 04 December 2006 | 14 June 2011 |