SFC Licences of CHEN Tsou Wei 陳鄒偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 07 February 2018 | 01 November 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 07 February 2018 | 01 November 2018 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 12 October 2006 | 13 April 2007 |