SFC Licences of LAM Chiu Kin 林朝健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 25 April 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 03 November 2014 25 April 2018
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 03 November 2014
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 25 February 2014 17 October 2014
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 26 September 2013 10 February 2014
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 26 September 2013 10 February 2014
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 02 September 2009 18 April 2013
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 02 September 2009 18 April 2013
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 27 July 2007 28 August 2009
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 27 July 2007 28 August 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 11 October 2006 19 May 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 11 October 2006 19 May 2007