SFC Licences of YIM Ka Wang 嚴家宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 07 November 2011 | 22 April 2014 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 07 November 2011 | 22 April 2014 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 07 November 2011 | 22 April 2014 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 3 | 25 May 2007 | 01 November 2010 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 18 October 2006 | 01 November 2010 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 18 October 2006 | 01 November 2010 |