SFC Licences of WONG Ka Ki, Ada 王家琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Eagle Asset Management (CP) Limited 鷹君資產管理(冠君)有限公司 | RO | 9 | 16 October 2014 | 11 October 2021 |
Eagle Asset Management (CP) Limited 鷹君資產管理(冠君)有限公司 | RE | 9 | 18 July 2014 | 16 October 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 21 October 2006 | 14 March 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 October 2006 | 14 March 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 October 2006 | 31 January 2012 |