SFC Licences of YU Ray Wai Yip 俞偉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 20 October 2006 | 14 November 2006 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 20 October 2006 | 14 November 2006 |