SFC Licences of LI Sin King, Cherry 李倩琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Neuberger Berman Asia Limited | RE | 9 | 23 April 2008 | 08 July 2008 |
Neuberger Berman Asia Limited | RE | 4 | 23 April 2008 | 08 July 2008 |
Neuberger Berman Asia Limited | RE | 1 | 23 April 2008 | 08 July 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 23 October 2006 | 20 March 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 23 October 2006 | 20 March 2008 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 23 October 2006 | 20 March 2008 |