SFC Licences of LAU Yin Wai 劉賢威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 June 2014 | 20 August 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 June 2014 | 20 August 2015 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 30 June 2009 | 22 August 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 29 July 2008 | 22 August 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 22 January 2007 | 22 August 2011 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 25 October 2006 | 21 December 2006 |