SFC Licences of TSE Sin Yan, Carol 謝倩昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 03 December 2007 | 03 December 2007 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 18 December 2006 | 03 December 2007 |