SFC Licences of KWOK Chi Chung 郭志聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	01 April 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	13 November 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	22 August 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	22 August 2014
Imperium International Securities Limited 帝國國際証券有限公司	RE	2	10 January 2014	01 July 2014
Imperium International Securities Limited 帝國國際証券有限公司	RE	1	10 January 2014	01 July 2014
Imperium International Securities Limited 帝國國際証券有限公司	RO	2	23 May 2013	10 January 2014
Imperium International Securities Limited 帝國國際証券有限公司	RO	1	23 May 2013	10 January 2014
Imperium International Securities Limited 帝國國際証券有限公司	RE	2	18 April 2013	23 May 2013
Imperium International Securities Limited 帝國國際証券有限公司	RE	1	18 April 2013	23 May 2013
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	25 June 2010	06 April 2013
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	25 June 2010	06 April 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	4	15 April 2008	01 June 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	3	10 January 2007	01 June 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	06 November 2006	01 June 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	06 November 2006	01 June 2010