SFC Licences of LAM Wang Tat 林宏達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orion Investment Management Limited | RO | 9 | 14 October 2020 | |
| Orion Investment Management Limited | RO | 4 | 14 October 2020 | |
| Orion Investment Management Limited | RO | 1 | 17 July 2017 | |
| Orion Investment Management Limited | RE | 1 | 13 June 2017 | 17 July 2017 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 11 July 2011 | 01 June 2017 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 11 July 2011 | 01 June 2017 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 13 November 2006 | 24 June 2011 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 13 November 2006 | 24 June 2011 |