SFC Licences of LAM Ting Wai, Anita 林庭慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司	RE	4	19 September 2017	25 May 2018
T. Rowe Price Hong Kong Limited 普徠仕香港有限公司	RE	1	19 September 2017	25 May 2018
HSBC Investment Funds (Hong Kong) Limited	RE	1	08 March 2011	20 May 2016
HSBC Global Asset Management (Hong Kong) Limited	RE	9	08 March 2011	20 May 2016
HSBC Global Asset Management (Hong Kong) Limited	RE	4	08 March 2011	20 May 2016
HSBC Global Asset Management (Hong Kong) Limited	RE	1	08 March 2011	20 May 2016
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	9	04 January 2010	01 June 2010
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	4	04 January 2010	01 June 2010
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	1	04 January 2010	01 June 2010
HSBC Investment Funds (Hong Kong) Limited	RE	1	17 November 2006	28 May 2007
HSBC Global Asset Management (Hong Kong) Limited	RE	9	17 November 2006	28 May 2007
HSBC Global Asset Management (Hong Kong) Limited	RE	4	17 November 2006	28 May 2007
HSBC Global Asset Management (Hong Kong) Limited	RE	1	17 November 2006	28 May 2007