SFC Licences of WU Gongliang 吳公樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | RE | 9 | 02 October 2015 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 03 December 2013 | 04 September 2015 |
| Japaninvest (Hong Kong) Limited | RE | 4 | 01 November 2010 | 01 December 2013 |
| Aletheia Analyst Network Limited | RE | 4 | 28 December 2009 | 29 October 2010 |
| Ramius Asia Ltd. | RE | 9 | 05 February 2008 | 15 January 2009 |
| SJS Markets Limited | RE | 4 | 15 December 2006 | 22 December 2007 |