SFC Licences of LEE Po Kwan 李保君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 May 2008 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 May 2008 | |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 06 December 2006 | 02 May 2008 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 06 December 2006 | 02 May 2008 |