SFC Licences of MA Ching Lun, Alan 馬敬倫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 9 07 September 2016 11 September 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 25 September 2015 11 September 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 25 September 2015 11 September 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 02 September 2015 11 September 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 02 September 2015 11 September 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 17 July 2015 02 September 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 17 July 2015 02 September 2015
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RO 1 05 November 2013 05 July 2015
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 1 24 July 2013 05 November 2013
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 1 01 November 2010 10 July 2013
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 1 01 November 2010 10 July 2013
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 1 02 March 2009 21 October 2010
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 1 04 December 2006 01 January 2009