SFC Licences of LO Sum Yin, Florence 盧森妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ceres Asset Management Limited | RO | 9 | 19 December 2014 | |
| Artephius Partners Limited | RO | 9 | 01 August 2013 | 15 December 2014 |
| Seekers Advisors H.K. Limited | RO | 9 | 19 July 2012 | 26 July 2013 |
| QMIS Asset Management Limited 華亞資產管理有限公司 | RO | 9 | 13 August 2009 | 03 July 2012 |
| QMIS Asset Management Limited 華亞資產管理有限公司 | RO | 4 | 13 August 2009 | 03 July 2012 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 9 | 22 June 2007 | 17 January 2009 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 4 | 22 June 2007 | 17 January 2009 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 1 | 18 January 2007 | 01 May 2007 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 4 | 18 January 2007 | 01 May 2007 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 18 January 2007 | 01 May 2007 |