SFC Licences of YEUNG Tsun Yin 楊俊賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ample Capital Limited 豐盛融資有限公司 | RO | 6 | 08 May 2013 | |
Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 14 September 2012 | 08 May 2013 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 6 | 21 June 2011 | 04 October 2011 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 1 | 21 June 2011 | 04 October 2011 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 21 June 2011 | 04 October 2011 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 07 December 2009 | 04 June 2011 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 07 December 2009 | 04 June 2011 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 09 November 2009 | 04 June 2011 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 07 February 2007 | 28 October 2009 |