SFC Licences of YAU Chuen Lok 丘傳樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Shandong International Asset Management Limited 華魯國際資產管理有限公司 RO 1 01 August 2022
China Shandong International Asset Management Limited 華魯國際資產管理有限公司 RO 9 25 March 2020
China Shandong International Asset Management Limited 華魯國際資產管理有限公司 RO 4 25 March 2020
China Shandong International Asset Management Limited 華魯國際資產管理有限公司 RE 9 06 March 2020 25 March 2020
Marketsense Asset Management Limited 友盈資產管理有限公司 RO 9 03 November 2017 02 March 2020
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE 9 09 July 2015 02 May 2017
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 12 November 2014 06 July 2015
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 12 November 2014 06 July 2015
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 12 November 2014 06 July 2015
ICBC International Securities Limited 工銀國際證券有限公司 RE 4 12 November 2014 06 July 2015
ICBC International Securities Limited 工銀國際證券有限公司 RE 2 12 November 2014 06 July 2015
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 12 November 2014 06 July 2015
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 9 20 October 2014 27 October 2014
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 4 20 October 2014 27 October 2014
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 1 20 October 2014 27 October 2014
BMI Securities Limited 邦盟滙駿證券有限公司 RE 1 12 September 2013 13 October 2014
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RE 9 26 July 2013 13 October 2014
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RE 4 26 July 2013 13 October 2014
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RE 1 26 July 2013 13 October 2014
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 RE 9 20 December 2006 28 September 2012
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 RE 4 20 December 2006 28 September 2012