SFC Licences of LO Yuen Ching 盧元正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Asia Limited | RE | 9 | 07 February 2007 | 11 June 2010 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 19 December 2006 | 12 January 2007 |