SFC Licences of NIE Jeff 聶軍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
INNO Investment Management Limited RO 9 29 September 2023
INNO Investment Management Limited RO 4 29 September 2023
PWH Capital Limited RO 9 09 March 2022 27 February 2023
PWH Capital Limited RO 4 09 March 2022 27 February 2023
Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 RO 9 28 October 2015 03 May 2021
Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 RE 9 17 August 2015 28 October 2015
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 27 January 2015 15 July 2015
HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 RO 9 17 October 2014 15 July 2015
HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 RE 9 26 September 2014 17 October 2014
Asset Dynamic Management Limited 盈動資產管理有限公司 RO 9 05 June 2013 09 June 2014
Asset Dynamic Management Limited 盈動資產管理有限公司 RO 4 05 June 2013 09 June 2014
Asset Dynamic Management Limited 盈動資產管理有限公司 RE 9 22 April 2013 05 June 2013
Asset Dynamic Management Limited 盈動資產管理有限公司 RE 4 22 April 2013 05 June 2013
Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 RE 9 15 October 2012 31 January 2013
Synergy Fund Management Group Limited 盛諾金基金管理有限公司 RO 9 26 May 2010 12 March 2012
Synergy Fund Management Group Limited 盛諾金基金管理有限公司 RO 4 26 May 2010 12 March 2012
SAIL Advisors Limited RO 4 25 July 2008 20 March 2009
SAIL Advisors Limited RO 9 10 April 2007 20 March 2009
SAIL Advisors Limited RE 9 21 December 2006 10 April 2007