SFC Licences of YU Siwei 余思維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 18 February 2008 | 27 October 2023 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 29 December 2006 | 27 August 2007 |